A practical guide to help accounting firms meet IRS, FTC Safeguards Rule, and GLBA requirements.*

Stay Compliant

Meet IRS, FTC Safeguards Rule, and GLBA requirements.

Reduce Risk

Identify and close security gaps before attackers exploit them.

Audit Ready

Build a documented program that stands up to audits.

Protect Clients

Safeguards sensitive tax data and maintain client trust.

What's Inside

WISP Compliance Checklist

Administrative, technical and physical safeguards covered.

Risk Assessment Template

Identify threats, assess vulnerabilities and prioritize risks.

Risk Scoring Matrix

Likelihood x impact framework to prioritize what matters most.

Remediation Plan

Actionable steps, owners, and timelines to close gaps.

Common Compliance Gaps

See where most firms fall short (and how to fix it).

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Business Continuity Essentials

Backup, recovery and disaster recovery best practices.

Employee Security Awareness

Training, phishing simulations, and documentation tips.

Incident Response Checklist

Prepare, respond, and recover with confidence.

Why It Matters

Accounting firms are prime targets for cyberattacks because they store sensitive data like:

  • Tax Records

  • Social Security Numbers

  • Financial statements

Regulators now expect documented security programs, not just "best effort."

Non-compliance can lead to IRS penalties, preparer sanctions, and costly breaches.

A strong WISP helps you stay compliant, reduce risk, and protect your reputation.